Stockbroker Negligence

Rose Law Leads the Charge in Investigating GWG L Bonds Mis-selling

In our ongoing efforts to serve investors, Rose Law is representing individuals who purchased GWG L Bonds. These bonds were issued by GWG Holdings, Inc., which defaulted in 2022, significantly impacting numerous investors left holding worthless investments. Decoding the GWG L Bonds Fiasco Various broker-dealers were negligent in the sale of GWG L Bonds. Broker-dealers should [...]

Brokers Bilk Customers With GWG L-Bonds

GWG L bond investors are facing significant losses as GWG Holdings navigates both bankruptcy and class action lawsuits. Despite the bonds offering high interest dividends, the GWG L Bonds were poorly secured, unlisted and unsellable once purchased, while also being aggressively auto-renewed. This combination of high risk and illiquidity should have meant that they [...]

DRIP Plans Are Not For Everyone

Dividend Reinvestment Plans (DRIPs or DRIP plans) are popular products for investors who wish to take advantage of compounded dividends, often (but not always) low fees, and easy-to-execute investing.This is how it works:DRIPs are offered either through brokers or directly from the dividend-paying company.When a dividend is distributed, it is automatically reinvested in the same [...]

2023-05-10T20:41:15-05:00June 15th, 2020|Investment Losses, Stockbroker Negligence|

Leveraged Exchange-Traded Notes (ETNs): Bad For Retail Investors

After the 2008 financial crisis, many investors began looking for investment opportunities that would allow them to “catch up” on losses suffered in retirement plans. With interest rates at historic lows, traditionally “safe” investments such as bonds offered little income. Banks and brokerages began to expand and advertise Exchange-Traded Notes (ETNs) as lucrative, steady payouts.Since [...]

2023-05-10T20:42:10-05:00June 8th, 2020|Investment Losses, Stockbroker Negligence|
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