Rose Law
We represent injured people against insurance companies and other corporations, and we represent investors who have been harmed by their financial advisors or stockbrokers.
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Let Us Represent You
We represent injured people against insurance companies and other corporations, and we represent investors who have been harmed by their financial advisors or stockbrokers.
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Verdicts and Settlements
News
Stockbroker Negligence – Failure to Warn
Your stockbroker and brokerage firm have a responsibility to make recommendations and purchases that fit your financial circumstances and risk profile. By extension, they are obligated to let you know if your investments are riskier than [...]
Leveraged ETFs
What Are Leveraged ETFs? Exchange-Traded Funds (ETFs) are securities that contain a basket of stocks from an index such the S&P 500. Leveraging is an investing strategy that uses financial products and debt to increase the [...]
Investment Overconcentration (Failure to Diversify)
What is Overconcentration? Overconcentration refers to the risky practice of investing large percentages of your portfolio in one security, one sector of the economy, or one type of investment. Your grandmother might have called it “putting [...]
Improper Asset Allocation
What is Asset allocation? If you are investing for retirement, then your age and the age you want to retire play a large role in how your investments should be allocated. As you near retirement, your [...]
Annuities Might Become More Common in 401(k) Savings Plans
In an effort to encourage Americans to save more for retirement, Congress passed the Setting Every Community Up for Retirement Enhancement, or Secure, Act on December 19. The legislation contains the most significant changes to [...]
KCM Sanctioned for Willful Violations – A Timeline
Kornitzer Capital Management (KCM) and its CEO, John Kornitzer, were sanctioned by the SEC on Dec 10 for failing to reduce high concentrations in securities of a single company held by four funds managed by [...]