Rose Law
We represent injured people against insurance companies and other corporations, and we represent investors who have been harmed by their financial advisors or stockbrokers.
What We Do
Let Us Represent You
We represent injured people against insurance companies and other corporations, and we represent investors who have been harmed by their financial advisors or stockbrokers.
Results
Verdicts and Settlements
News
SEC Censures and Fines Kornitzer Capital Management
On December 10, Kansas-based Kornitzer Capital Management (KCM) and its CEO, John Kornitzer, were sanctioned by the SEC for “repeated failures to follow client instructions to reduce high concentrations in securities of a single company”. [...]
GPB Managing Director and CCO Indicted for Obstruction of Justice
More evidence of corruption at GPB Capital Holdings stacks up as its Managing Director and CCO is indicted. According to the indictment, when MICHAEL S. COHN left his position at the SEC to take a job [...]
Class Action Filed against GPB and Complicit Brokers
Embattled GPB Capital Holdings has been struck with another legal blow.
GPB Capital Faces Scrutiny, Accusations
Investors who purchased private placement funds from GPB Capital paid high commissions to brokers and have suffered significant losses. GPB is facing multiple investigations by the SEC, FBI, and state agencies. GPB describes itself as [...]
UBS Group Faces YES Client Complaints After Significant Losses
The Wall Street Journal [1] has reported that USB Group is facing multiple customer complaints for a risky investment program that suffered significant losses in 2018. According to the complaints, UBS brokers began targeting wealthy [...]
What to Research When Selecting a Financial Advisor
When you engage a financial advisor, you are entering a partnership that can affect your financial health for a very long time. Knowing exactly what your advisor does and who they really work for is [...]