Lost Money in the Stock Market?
You work hard to set aside savings for the future. You contribute to your 401(k), you set extra aside for your kids’ college education, you invest a little extra for a comfortable retirement. You depend upon your broker and your employer to provide you with good guidance to invest your savings wisely and safely in the good times and the bad.
So when the market drops and you find yourself surprised by how much you’ve lost due to risky investments, fees, or simply bad advice, then your broker may be in violation of their Fiduciary Duty – the legal requirement to act in your best interests.
If your broker has:
- Put their own interests ahead of yours
- Hasn’t managed your account according to your needs and objectives
- Failed to inform you about risks in your investments
- Failed to explain their strategies
Then they may have breached their duties as a fiduciary and you may have a case against them.
Rose Law has experience fighting and winning cases for investors. We are experienced in:
Contact Us Immediately if you believe that your investment advisor has breached their fiduciary duty and you are suffering more losses in this difficult time than you expected.
Results
News
GWG L-Bond Concerns Began Long Before SEC Investigates, Meanwhile Investors Were Still Encouraged to Buy
Nearly 27,000 retail investors who are owed approximately $1.6 billion were the last to find out about GWG Holdings, Inc.’s serious financial troubles.
Brokers Accused of “Aggressively and Misleadingly” Marketing GWG L Bonds
The official Committee of Bondholders of GWG Holdings Inc. has filed a legal motion in GWG’s chapter 11 case in support of L Bond investors and listing several serious allegations against GWG.
Rose Law Investigates Missouri Broker
As GWG Holdings continues to struggle, investors are left holding the bag on millions of dollars of its failed L bonds. Many of those investors should never have been invested in the risky bonds in the first place.
Brokers Bilk Customers With GWG L-Bonds
GWG L bond investors are facing significant losses as GWG [...]
SEC Monitor Installed at GPB Capital Holdings
GPB agrees to have an independent monitor oversee the firm’s operations before court forces the issue.
More Fallout at GPB Capital
GPB has been the focus of multiple accusations that [...]