Lost Money in the Stock Market?
You work hard to set aside savings for the future. You contribute to your 401(k), you set extra aside for your kids’ college education, you invest a little extra for a comfortable retirement. You depend upon your broker and your employer to provide you with good guidance to invest your savings wisely and safely in the good times and the bad.
So when the market drops and you find yourself surprised by how much you’ve lost due to risky investments, fees, or simply bad advice, then your broker may be in violation of their Fiduciary Duty – the legal requirement to act in your best interests.
If your broker has:
- Put their own interests ahead of yours
- Hasn’t managed your account according to your needs and objectives
- Failed to inform you about risks in your investments
- Failed to explain their strategies
Then they may have breached their duties as a fiduciary and you may have a case against them.
Rose Law has experience fighting and winning cases for investors. We are experienced in:
Contact Us Immediately if you believe that your investment advisor has breached their fiduciary duty and you are suffering more losses in this difficult time than you expected.
Results
News
Rose Law Investigates Merrill Lynch Advisor Fabio de Andrade
When people turn their savings over to a financial advisor and a firm like Merrill Lynch, they expect their money to be managed responsibly and in keeping with their goals, their age, and their tolerance for risk. Rose Law is investigating whether that trust was broken in accounts handled by Merrill Lynch advisor Fabio de Andrade.
Did You Lose Money in Inspired Healthcare Capital?
Inspired Healthcare Capital's bankruptcy filings raise serious questions about whether brokers missed, ignored, or never adequately investigated red flags.
The Risks and Realities of Investing in Private REITs
The poor performance of these investments reflects negatively on advisors, suggesting a conflict of interest and puts into question their legally required commitment to serve the best interests of their clients.
Rose Law Leads the Charge in Investigating GWG L Bonds Mis-selling
In our ongoing efforts to serve investors, Rose Law [...]
GWG L-Bond Concerns Began Long Before SEC Investigates, Meanwhile Investors Were Still Encouraged to Buy
Nearly 27,000 retail investors who are owed approximately $1.6 billion were the last to find out about GWG Holdings, Inc.’s serious financial troubles.
Brokers Accused of “Aggressively and Misleadingly” Marketing GWG L Bonds
The official Committee of Bondholders of GWG Holdings Inc. has filed a legal motion in GWG’s chapter 11 case in support of L Bond investors and listing several serious allegations against GWG.